All of Genera AS’ legal, compliance and risk information are available on this sub-site. Genera AS is a licensed Securities firm authorised by the Financial Supervisory Authorities of Norway. See more of Genera AS’ license, business terms, and other relevant information below. Under Genera AS’ Privacy Policy you will find more information about the recording of all the business related phone calls of the employees at Genera AS, according to the Securities Trading Act.

Business Terms and Conditions

Genera AS, org 929306317 is regulated by the Financial Supervisory Authority of Norway, Revierstredet 3, 0151 Oslo. Genera’s registered office is Bolette Brygge 1, 0252, Oslo.

Genera AS is an investment firm licensed to provide the following services:

1. Receipt and dissemination of orders in relation to one or more financial instruments

7. Placement of financial instruments without a firm commitment basis

Genera AS will also provide the following ancillary services:

3. Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings, as well as consultancy and services in connection with mergers and acquisitions of companies.

The information on this website is prepared in accordance with the Norwegian Securities Trading Act of 29 June 2007 no. 75. The main purpose of the information is to provide generic information about Genera AS and our investment philosophy. It is not intended to offer investors the opportunity to invest in any financial or investment products. No information contained in this website should be deemed to constitute the provision of financial, investment or other professional advice in any way. The website should not be relied upon as including sufficient information to support any investment decision.

Genera AS cannot and does not guarantee the success of any investment products. Past performance is not necessarily indicative of future performance. There are risks associated with investment. Any investment may only be made after receiving and reviewing the investment documents, including the risk factors contained therein, and the other definitive legal documentation pertaining to such an investment. You should rely only on the investment documentation and such other legal documentation in making any investment decision.

Certain jurisdictions have restrictions imposed by law on the distribution of financial information and the sale of investment products. It is the responsibility of the user of this website to acquaint themselves with and observe the laws and regulations of their relevant jurisdiction.

Genera AS reserves the right to change, modify, add or remove sections of any content posted on the website at any time without notice and without liability.

Risk information

The investors understand that transactions in Genera investment products are associated with the risk of loss. The invested capital may increase or decrease in value as a result of fluctuations in asset values and financial markets. Historical returns are no guarantee for future returns. Future returns will depend, inter alia, on market developments, manager's prowess, the risk profile, costs of the transaction.

The Investors are fully responsible for evaluating the risk of all transactions and investments. Genera will seek to provide all Investors with all necessary information in a suitable manner, considering the Client’s investment experience, knowledge and risk profile. Please not investments are not covered by government guarantee schemes for bank deposits.

Complaints handling

At Genera, we do everything we can to provide the best possible service to our customers and would love to hear from you to help us improve! If you are not satisfied with the service, you have received or any other aspect of your communication with us, please contact e-mail post@genera.no. If you wish to file a formal complaint, it must be done in writing. It is important that you state clearly what you think Genera has done wrong and how you would like your complaint to be resolved. Give as much detail as possible including the sequence of events and attach any documentation that may be relevant to the case. The complaint should be sent by e-mail to post@genera.as or by mail to Genera, Bolette Brygge 1, 0252, Oslo. You will receive written confirmation that we have received and registered your complaint within 5 business days, together with information about next steps and the expected processing time.

We aim to process all complaints and provide feedback within 14 business days. It may be necessary to obtain additional information and documentation to ensure that the case is handled professionally and efficiently. If you are not satisfied with Genera’s response to your complaint, you may refer the matter to the Financial Services Complaints Board. In order for the Financial Services Complaint Board to address a dispute, the complaint must first be sent to Genera AS, and given a reasonable time to respond.

Compliance

Genera AS is not required to make SFDR disclosures as the company is out of scope of SFDR. Genera does not offer financial products or investment advice under our license, to non-professional investors.

We consider sustainability risks and preferences as part of our organisation and governance obligations and will always provide investors and partners with data and reports, if they are interested, even though Genera is not under the required SFDR reporting.

Contacts:

Head of Compliance: Tobias Gedde-Dahl +4793051938 – tobias@genera.no

CEO at Falk AS: Mark Smyth +4745503487 - ms@falkglobal.no